Title 31

PART 363

Part 363 - Regulations Governing Securities Held In Treasurydirect

PART 363 - REGULATIONS GOVERNING SECURITIES HELD IN TREASURYDIRECT Authority:5 U.S.C. 301; 12 U.S.C. 391; 31 U.S.C. 3102, et seq.; 31 U.S.C. 3121, et seq. Source:67 FR 64286, Oct. 17, 2002, unless otherwise noted. Editorial Note:Nomenclature changes to part 363 appear at 70 FR 57433, Sept. 30, 2005, 70 FR 57442, Sept. 30, 2005, and 75 FR 70815, Nov. 19, 2010.

31:2.1.1.1.60.1SUBPART A
Subpart A - General
31:2.1.1.1.60.1.24.1SECTION 363.0
   363.0 What is the TreasuryDirect ® system
31:2.1.1.1.60.1.24.2SECTION 363.1
   363.1 What Treasury securities are covered by these regulations
31:2.1.1.1.60.1.24.3SECTION 363.2
   363.2 What agency administers TreasuryDirect ®
31:2.1.1.1.60.1.24.4SECTION 363.3
   363.3 [Reserved]
31:2.1.1.1.60.1.24.5SECTION 363.4
   363.4 How is TreasuryDirect® different from the Legacy Treasury Direct® system and the commercial book-entry system
31:2.1.1.1.60.1.24.6SECTION 363.5
   363.5 How do I contact Fiscal Service
31:2.1.1.1.60.1.24.7SECTION 363.6
   363.6 What special terms do I need to know to understand this part
31:2.1.1.1.60.2SUBPART B
Subpart B - General Provisions Governing Securities Held in TreasuryDirect
31:2.1.1.1.60.2.24.1SECTION 363.7-363.8
   363.7-363.8 [Reserved]
31:2.1.1.1.60.2.24.2SECTION 363.9
   363.9 What does this subpart cover
31:2.1.1.1.60.2.24.3SECTION 363.10
   363.10 What is a TreasuryDirect ® account
31:2.1.1.1.60.2.24.4SECTION 363.11
   363.11 Who is eligible to open a TreasuryDirect ® account
31:2.1.1.1.60.2.24.5SECTION 363.12
   363.12 Who may purchase and hold book-entry securities in TreasuryDirect ®
31:2.1.1.1.60.2.24.6SECTION 363.13
   363.13 How can I open a TreasuryDirect ® account
31:2.1.1.1.60.2.24.7SECTION 363.14
   363.14 How will you verify my identity
31:2.1.1.1.60.2.24.8SECTION 363.15
   363.15 What is the procedure for offline verification
31:2.1.1.1.60.2.24.9SECTION 363.16
   363.16 How do I access my account
31:2.1.1.1.60.2.24.10SECTION 363.17
   363.17 Who is liable if someone else accesses my TreasuryDirect ® account using my password
31:2.1.1.1.60.2.24.11SECTION 363.18
   363.18 Is Fiscal Service liable if the electronic transmission of my data is intercepted
31:2.1.1.1.60.2.24.12SECTION 363.19
   363.19 What should I do if I become aware that my password or other form of authentication has become compromised
31:2.1.1.1.60.2.24.13SECTION 363.20
   363.20 What do I need to know about the forms of registration that are available for purchases of securities through my TreasuryDirect ® account
31:2.1.1.1.60.2.24.14SECTION 363.21
   363.21 When may you require offline authentication and documentary evidence
31:2.1.1.1.60.2.24.15SECTION 363.22
   363.22 Who has the right to conduct online transactions in book-entry securities
31:2.1.1.1.60.2.24.16SECTION 363.23-363.24
   363.23-363.24 [Reserved]
31:2.1.1.1.60.2.24.17SECTION 363.25
   363.25 How do I conduct transactions in my account or in Treasury securities held in my account
31:2.1.1.1.60.2.24.18SECTION 363.26
   363.26 What is a transfer
31:2.1.1.1.60.2.24.19SECTION 363.27
   363.27 What do I need to know about accounts for minors who have not had a legal guardian appointed by a court
31:2.1.1.1.60.2.24.20SECTION 363.28
   363.28 Does Fiscal Service reserve the right to require that any TreasuryDirect ® transaction be conducted in paper form
31:2.1.1.1.60.2.24.21SECTION 363.29
   363.29 May Treasury close an account, suspend transactions in an account, or refuse to open an account
31:2.1.1.1.60.2.24.22SECTION 363.30
   363.30 What actions may Treasury take if funds used to purchase a security were credited or debited in error or through fraud
31:2.1.1.1.60.2.24.23SECTION 363.31-363.32
   363.31-363.32 [Reserved]
31:2.1.1.1.60.2.24.24SECTION 363.33
   363.33 Can an attorney-in-fact conduct transactions in my TreasuryDirect ® account
31:2.1.1.1.60.2.24.25SECTION 363.34
   363.34 What happens if an owner becomes incompetent after opening a TreasuryDirect ® account
31:2.1.1.1.60.2.24.26SECTION 363.35
   363.35 When is a transaction effective
31:2.1.1.1.60.2.24.27SECTION 363.36
   363.36 What securities can I purchase and hold in my TreasuryDirect ® account
31:2.1.1.1.60.2.24.28SECTION 363.37
   363.37 How do I purchase and make payment for eligible Treasury securities through my TreasuryDirect ® account
31:2.1.1.1.60.2.24.29SECTION 363.38
   363.38 What happens if my financial institution returns an ACH debit
31:2.1.1.1.60.2.24.30SECTION 363.39
   363.39 Will I receive a confirmation of my request to purchase a Treasury security
31:2.1.1.1.60.2.24.31SECTION 363.40
   363.40 How are payments of principal and interest made
31:2.1.1.1.60.2.24.32SECTION 363.41
   363.41 What happens if an ACH payment is returned to Fiscal Service
31:2.1.1.1.60.2.24.33SECTION 363.42
   363.42 How will my interest income be reported for tax purposes
31:2.1.1.1.60.2.24.34SECTION 363.43
   363.43 What are the procedures for certifying my signature on an offline application for a TreasuryDirect ® account, or on an offline transaction form
31:2.1.1.1.60.2.24.35SECTION 363.44
   363.44 What happens when a TreasuryDirect ® account owner dies and the estate is entitled to securities held in the account
31:2.1.1.1.60.2.24.36SECTION 363.45
   363.45 What are the rules for judicial and administrative actions involving securities held in TreasuryDirect ®
31:2.1.1.1.60.2.24.37SECTION 363.46
   363.46 What evidence is required to establish the validity of judicial proceedings
31:2.1.1.1.60.2.24.38SECTION 363.47
   363.47 Will Fiscal Service pay Treasury securities pursuant to a forfeiture proceeding
31:2.1.1.1.60.2.24.39SECTION 363.48-363.49
   363.48-363.49 [Reserved]
31:2.1.1.1.60.3SUBPART C
Subpart C - Book-Entry Savings Bonds Purchased Through TreasuryDirect
31:2.1.1.1.60.3.24SUBJGRP 24
   General
31:2.1.1.1.60.3.24.1SECTION 363.50
   363.50 What Treasury securities does this subpart govern
31:2.1.1.1.60.3.24.2SECTION 363.51
   363.51 [Reserved]
31:2.1.1.1.60.3.24.3SECTION 363.52
   363.52 What is the principal amount of book-entry Series EE and Series I savings bonds that I may acquire in one year
31:2.1.1.1.60.3.24.4SECTION 363.53
   363.53 What is the minimum amount of book-entry savings bonds that I may purchase in any transaction
31:2.1.1.1.60.3.24.5SECTION 363.54
   363.54 What is the minimum amount of a book-entry savings bond that I must hold in my account
31:2.1.1.1.60.3.24.6SECTION 363.55
   363.55 May I transfer my book-entry savings bonds to another person
31:2.1.1.1.60.3.24.7SECTION 363.56
   363.56 What is the minimum amount of book-entry savings bonds that I may transfer in any one transaction
31:2.1.1.1.60.3.24.8SECTION 363.57
   363.57 What is the minimum amount of book-entry savings bonds that I may redeem in any one transaction
31:2.1.1.1.60.3.24.9SECTION 363.58
   363.58 May book-entry savings bonds be pledged or used as collateral
31:2.1.1.1.60.3.24.10SECTION 363.59
   363.59 What is a payroll savings plan
31:2.1.1.1.60.3.24.11SECTION 363.60
   363.60 How do I discontinue my participation in my payroll savings plan
31:2.1.1.1.60.3.24.12SECTION 363.61-363.82
   363.61-363.82 [Reserved]
31:2.1.1.1.60.3.24.13SECTION 363.83
   363.83 May an account owner transfer a book-entry savings bond to a minor
31:2.1.1.1.60.3.24.14SECTION 363.84-363.94
   363.84-363.94 [Reserved]
31:2.1.1.1.60.3.25SUBJGRP 25
   Gifts
31:2.1.1.1.60.3.25.15SECTION 363.95
   363.95 How may I give, and who can receive, a book-entry savings bond as a gift
31:2.1.1.1.60.3.25.16SECTION 363.96
   363.96 What do I need to know if I initially purchase a bond as a gift
31:2.1.1.1.60.3.25.17SECTION 363.97
   363.97 What do I need to know if I transfer a book-entry savings bond to another person as a gift
31:2.1.1.1.60.3.25.18SECTION 363.98
   363.98 [Reserved]
31:2.1.1.1.60.3.25.19SECTION 363.99
   363.99 What is the minimum amount of a bond that I may transfer or deliver as a gift in any one transaction
31:2.1.1.1.60.3.25.20SECTION 363.100
   363.100 What are the rules for purchasing and delivering gift savings bonds to minors
31:2.1.1.1.60.3.25.21SECTION 363.101
   363.101 Can an account owner transfer a book-entry savings bond to a minor
31:2.1.1.1.60.3.25.22SECTION 363.102-363.124
   363.102-363.124 [Reserved]
31:2.1.1.1.60.3.26SUBJGRP 26
   Payment
31:2.1.1.1.60.3.26.23SECTION 363.125
   363.125 How is payment made on a book-entry savings bond
31:2.1.1.1.60.3.26.24SECTION 363.126
   363.126 Under what circumstances will payment be made
31:2.1.1.1.60.3.26.25SECTION 363.127-363.129
   363.127-363.129 [Reserved]
31:2.1.1.1.60.4SUBPART D
Subpart D - Zero-Percent Certificate of Indebtedness
31:2.1.1.1.60.4.27SUBJGRP 27
   General
31:2.1.1.1.60.4.27.1SECTION 363.130
   363.130 What does this subpart cover
31:2.1.1.1.60.4.27.2SECTION 363.131
   363.131 What is a TreasuryDirect ® zero-percent certificate of indebtedness
31:2.1.1.1.60.4.27.3SECTION 363.132
   363.132 Can the sale of the zero-percent certificate of indebtedness be suspended
31:2.1.1.1.60.4.27.4SECTION 363.133
   363.133 What happens to my zero-percent certificate of indebtedness if the offering is terminated by the Secretary
31:2.1.1.1.60.4.27.5SECTION 363.134
   363.134 What regulations cover a zero-percent certificate of indebtedness
31:2.1.1.1.60.4.27.6SECTION 363.135
   363.135 In what form is a zero-percent certificate of indebtedness issued
31:2.1.1.1.60.4.27.7SECTION 363.136
   363.136 Do zero-percent certificates of indebtedness pay interest
31:2.1.1.1.60.4.27.8SECTION 363.137
   363.137 What do I need to know about the registration of a zero-percent certificate of indebtedness
31:2.1.1.1.60.4.27.9SECTION 363.138
   363.138 Is Treasury liable for the purchase of a zero-percent certificate of indebtedness that is made in error
31:2.1.1.1.60.4.27.10SECTION 363.139
   363.139 May I transfer or deliver my zero-percent certificate of indebtedness
31:2.1.1.1.60.4.27.11SECTION 363.140
   363.140 May a zero-percent certificate of indebtedness be pledged or used as collateral
31:2.1.1.1.60.4.28SUBJGRP 28
   Zero-Percent Certificate of Indebtedness
31:2.1.1.1.60.4.28.12SECTION 363.141
   363.141 How do I purchase a zero-percent certificate of indebtedness
31:2.1.1.1.60.4.28.13SECTION 363.142
   363.142 When is a zero-percent certificate of indebtedness issued
31:2.1.1.1.60.4.28.14SECTION 363.143
   363.143 How do I purchase a security using the redemption proceeds of my zero-percent certificate of indebtedness
31:2.1.1.1.60.4.28.15SECTION 363.144
   363.144 Can I redeem my zero-percent certificate of indebtedness
31:2.1.1.1.60.4.28.16SECTION 363.145
   363.145 May I delete a pending transaction involving a zero-percent certificate of indebtedness
31:2.1.1.1.60.4.29SUBJGRP 29
   Payroll Zero-Percent Certificate of Indebtedness
31:2.1.1.1.60.4.29.17SECTION 363.146
   363.146 Who may purchase a payroll zero-percent certificate of indebtedness
31:2.1.1.1.60.4.29.18SECTION 363.147
   363.147 How do I purchase a payroll zero-percent certificate of indebtedness
31:2.1.1.1.60.4.29.19SECTION 363.148
   363.148 Can I redeem all or a portion of my accumulated payroll zero-percent certificate of indebtedness
31:2.1.1.1.60.4.29.20SECTION 363.149-363.152
   363.149-363.152 [Reserved]
31:2.1.1.1.60.5SUBPART E
Subpart E - Conversion of a Definitive Savings Bond
31:2.1.1.1.60.5.30.1SECTION 363.160
   363.160 What subparts govern the conversion of definitive savings bonds
31:2.1.1.1.60.5.30.2SECTION 363.161
   363.161 What definitive savings bonds are eligible to be converted to book-entry bonds
31:2.1.1.1.60.5.30.3SECTION 363.162
   363.162 Who may convert a definitive savings bond
31:2.1.1.1.60.5.30.4SECTION 363.163
   363.163 How do I convert an eligible definitive savings bond
31:2.1.1.1.60.5.30.5SECTION 363.164
   363.164 Is a converted savings bond eligible to be converted back into a definitive bond
31:2.1.1.1.60.5.30.6SECTION 363.165
   363.165 What happens when I convert a savings bond that is registered in my name as a single owner, either coowner, an owner with a beneficiary, or an entity
31:2.1.1.1.60.5.30.7SECTION 363.166
   363.166 What happens when I convert a savings bond that is not registered in my name as owner, either coowner, or owner with beneficiary (including a bond registered in the name of a minor)
31:2.1.1.1.60.5.30.8SECTION 363.167
   363.167 How will a converted savings bond be registered
31:2.1.1.1.60.5.30.9SECTION 363.168
   363.168 What rules regarding registration apply to a converted savings bond
31:2.1.1.1.60.5.30.10SECTION 363.169
   363.169 What transactions can I conduct in a converted savings bond on which I am registered as the single owner, either coowner, the owner with a beneficiary, or an entity
31:2.1.1.1.60.5.30.11SECTION 363.170
   363.170 What transactions can I conduct in a savings bond that I converted on which I am not registered as the owner, either coowner, or owner with beneficiary
31:2.1.1.1.60.5.30.12SECTION 363.171
   363.171 How do I redeem a converted savings bond
31:2.1.1.1.60.5.30.13SECTION 363.172-363.175
   363.172-363.175 [Reserved]
31:2.1.1.1.60.5.30.14SECTION 363.176
   363.176 May a converted savings bond be pledged or used as collateral
31:2.1.1.1.60.5.30.15SECTION 363.177-363.178
   363.177-363.178 [Reserved]
31:2.1.1.1.60.5.30.16SECTION 363.179
   363.179 Does Fiscal Service make any reservations as to the conversion of an eligible savings bond
31:2.1.1.1.60.5.30.17SECTION 363.180-363.199
   363.180-363.199 [Reserved]
31:2.1.1.1.60.6SUBPART F
Subpart F - Marketable Treasury Securities
31:2.1.1.1.60.6.30.1SECTION 363.200
   363.200 What Treasury securities does this subpart govern
31:2.1.1.1.60.6.30.2SECTION 363.201
   363.201 What other regulations govern book-entry marketable book-entry Treasury bills, notes, and bonds
31:2.1.1.1.60.6.30.3SECTION 363.202
   363.202 What marketable Treasury securities may I purchase and hold through my TreasuryDirect ® account
31:2.1.1.1.60.6.30.4SECTION 363.203
   363.203 After I purchase my marketable Treasury security in TreasuryDirect ®, is there a period of time during which I may not transfer the security
31:2.1.1.1.60.6.30.5SECTION 363.204
   363.204 What registrations are available for my marketable Treasury securities held in TreasuryDirect ®
31:2.1.1.1.60.6.30.6SECTION 363.205
   363.205 How do I reinvest the proceeds of a maturing security held in TreasuryDirect ®
31:2.1.1.1.60.6.30.7SECTION 363.206
   363.206 How can I transfer my marketable Treasury security into my TreasuryDirect ® account from another book-entry system
31:2.1.1.1.60.6.30.8SECTION 363.207
   363.207 Can I transfer my marketable Treasury security from my TreasuryDirect ® account to another TreasuryDirect account
31:2.1.1.1.60.6.30.9SECTION 363.208
   363.208 Can I transfer my marketable Treasury security from my TreasuryDirect ® account to an account in another book-entry system
31:2.1.1.1.60.6.30.10SECTION 363.209
   363.209 [Reserved]
31:2.1.1.1.60.6.30.11SECTION 363.210
   363.210 Is there any period of time during which I will be unable to process certain transactions regarding my security
31:2.1.1.1.60.6.30.12SECTION 363.211-363.249
   363.211-363.249 [Reserved]
31:2.1.1.1.60.7SUBPART G
Subpart G [Reserved]
31:2.1.1.1.60.8SUBPART H
Subpart H - Miscellaneous
31:2.1.1.1.60.8.30.1SECTION 363.250
   363.250 May Fiscal Service waive these regulations
31:2.1.1.1.60.8.30.2SECTION 363.251
   363.251 Can I be required to provide additional evidence to support a transaction
31:2.1.1.1.60.8.30.3SECTION 363.252
   363.252 May Fiscal Service amend or supplement these regulations