Title 31

PART 1024

Part 1024 - Rules For Mutual Funds

PART 1024 - RULES FOR MUTUAL FUNDS Authority:12 U.S.C. 1829b and 1951-1959; 31 U.S.C. 5311-5314 and 5316-5332; title III, sec. 314, Pub. L. 107-56, 115 Stat. 307; sec. 701, Pub. L. 114-74, 129 Stat. 599. Source:75 FR 65812, Oct. 26, 2010, unless otherwise noted.

31:3.1.6.1.8.1SUBPART A
Subpart A - Definitions
31:3.1.6.1.8.1.5.1SECTION 1024.100
   1024.100 Definitions.
31:3.1.6.1.8.2SUBPART B
Subpart B - Programs
31:3.1.6.1.8.2.5.1SECTION 1024.200
   1024.200 General.
31:3.1.6.1.8.2.5.2SECTION 1024.210
   1024.210 Anti-money laundering program requirements for mutual funds.
31:3.1.6.1.8.2.5.3SECTION 1024.220
   1024.220 Customer identification programs for mutual funds.
31:3.1.6.1.8.3SUBPART C
Subpart C - Reports Required To Be Made By Mutual Funds
31:3.1.6.1.8.3.5.1SECTION 1024.300
   1024.300 General.
31:3.1.6.1.8.3.5.2SECTION 1024.310
   1024.310 Reports of transactions in currency.
31:3.1.6.1.8.3.5.3SECTION 1024.311
   1024.311 Filing obligations.
31:3.1.6.1.8.3.5.4SECTION 1024.312
   1024.312 Identification required.
31:3.1.6.1.8.3.5.5SECTION 1024.313
   1024.313 Aggregation.
31:3.1.6.1.8.3.5.6SECTION 1024.314
   1024.314 Structured transactions.
31:3.1.6.1.8.3.5.7SECTION 1024.315
   1024.315 Exemptions.
31:3.1.6.1.8.3.5.8SECTION 1024.320
   1024.320 Reports by mutual funds of suspicious transactions.
31:3.1.6.1.8.4SUBPART D
Subpart D - Records Required To Be Maintained By Mutual Funds
31:3.1.6.1.8.4.5.1SECTION 1024.400
   1024.400 General.
31:3.1.6.1.8.4.5.2SECTION 1024.410
   1024.410 Recordkeeping.
31:3.1.6.1.8.5SUBPART E
Subpart E - Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity
31:3.1.6.1.8.5.5.1SECTION 1024.500
   1024.500 General.
31:3.1.6.1.8.5.5.2SECTION 1024.520
   1024.520 Special information sharing procedures to deter money laundering and terrorist activity for mutual funds.
31:3.1.6.1.8.5.5.3SECTION 1024.530
   1024.530 [Reserved]
31:3.1.6.1.8.5.5.4SECTION 1024.540
   1024.540 Voluntary information sharing among financial institutions.
31:3.1.6.1.8.6SUBPART F
Subpart F - Special Standards of Diligence; Prohibitions; and Special Measures for Mutual Funds
31:3.1.6.1.8.6.5.1SECTION 1024.600
   1024.600 General.
31:3.1.6.1.8.6.5.2SECTION 1024.610
   1024.610 Due diligence programs for correspondent accounts for foreign financial institutions.
31:3.1.6.1.8.6.5.3SECTION 1024.620
   1024.620 Due diligence programs for private banking accounts.
31:3.1.6.1.8.6.5.4SECTION 1024.630
   1024.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.
31:3.1.6.1.8.6.5.5SECTION 1024.640-1024.670
   1024.640-1024.670 [Reserved]