Title 29

PART 2570

Part 2570 - Procedural Regulations Under The Employee Retirement Income Security Act

PART 2570 - PROCEDURAL REGULATIONS UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT Authority:5 U.S.C. 8477; 29 U.S.C. 1002(40), 1021, 1108, 1132, and 1135; sec. 102, Reorganization Plan No. 4 of 1978, 5 U.S.C. App at 672 (2006); Secretary of Labor's Order 3-2010, 75 FR 55354 (September 10, 2010)

Subpart I is also issued under 29 U.S.C. 1132(c)(8).

Source:53 FR 37476, Sept. 26, 1988, unless otherwise noted.

29:9.1.3.7.8.1SUBPART A
Subpart A - Procedures for the Assessment of Civil Sanctions Under ERISA Section 502(i)
29:9.1.3.7.8.1.10.1SECTION 2570.1
   2570.1 Scope of rules.
29:9.1.3.7.8.1.10.2SECTION 2570.2
   2570.2 Definitions.
29:9.1.3.7.8.1.10.3SECTION 2570.3
   2570.3 Service: Copies of documents and pleadings.
29:9.1.3.7.8.1.10.4SECTION 2570.4
   2570.4 Parties.
29:9.1.3.7.8.1.10.5SECTION 2570.5
   2570.5 Consequences of default.
29:9.1.3.7.8.1.10.6SECTION 2570.6
   2570.6 Consent order or settlement.
29:9.1.3.7.8.1.10.7SECTION 2570.7
   2570.7 Scope of discovery.
29:9.1.3.7.8.1.10.8SECTION 2570.8
   2570.8 Summary decision.
29:9.1.3.7.8.1.10.9SECTION 2570.9
   2570.9 Decision of the administrative law judge.
29:9.1.3.7.8.1.10.10SECTION 2570.10
   2570.10 Review by the Secretary.
29:9.1.3.7.8.1.10.11SECTION 2570.11
   2570.11 Scope of review.
29:9.1.3.7.8.1.10.12SECTION 2570.12
   2570.12 Procedures for review by the Secretary.
29:9.1.3.7.8.2SUBPART B
Subpart B - Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications
29:9.1.3.7.8.2.10.1SECTION 2570.30
   2570.30 Scope of rules.
29:9.1.3.7.8.2.10.2SECTION 2570.31
   2570.31 Definitions.
29:9.1.3.7.8.2.10.3SECTION 2570.32
   2570.32 Persons who may apply for exemptions.
29:9.1.3.7.8.2.10.4SECTION 2570.33
   2570.33 Applications the Department will not ordinarily consider.
29:9.1.3.7.8.2.10.5SECTION 2570.34
   2570.34 Information to be included in every exemption application.
29:9.1.3.7.8.2.10.6SECTION 2570.35
   2570.35 Information to be included in applications for individual exemptions only.
29:9.1.3.7.8.2.10.7SECTION 2570.36
   2570.36 Where to file an application.
29:9.1.3.7.8.2.10.8SECTION 2570.37
   2570.37 Duty to amend and supplement exemption applications.
29:9.1.3.7.8.2.10.9SECTION 2570.38
   2570.38 Tentative denial letters.
29:9.1.3.7.8.2.10.10SECTION 2570.39
   2570.39 Opportunities to submit additional information.
29:9.1.3.7.8.2.10.11SECTION 2570.40
   2570.40 Conferences.
29:9.1.3.7.8.2.10.12SECTION 2570.41
   2570.41 Final denial letters.
29:9.1.3.7.8.2.10.13SECTION 2570.42
   2570.42 Notice of proposed exemption.
29:9.1.3.7.8.2.10.14SECTION 2570.43
   2570.43 Notification of interested persons by applicant.
29:9.1.3.7.8.2.10.15SECTION 2570.44
   2570.44 Withdrawal of exemption applications.
29:9.1.3.7.8.2.10.16SECTION 2570.45
   2570.45 Requests for reconsideration.
29:9.1.3.7.8.2.10.17SECTION 2570.46
   2570.46 Hearings in opposition to exemptions from restrictions on fiduciary self-dealing.
29:9.1.3.7.8.2.10.18SECTION 2570.47
   2570.47 Other hearings.
29:9.1.3.7.8.2.10.19SECTION 2570.48
   2570.48 Decision to grant exemptions.
29:9.1.3.7.8.2.10.20SECTION 2570.49
   2570.49 Limits on the effect of exemptions.
29:9.1.3.7.8.2.10.21SECTION 2570.50
   2570.50 Revocation or modification of exemptions.
29:9.1.3.7.8.2.10.22SECTION 2570.51
   2570.51 Public inspection and copies.
29:9.1.3.7.8.2.10.23SECTION 2570.52
   2570.52 Effective date.
29:9.1.3.7.8.3SUBPART C
Subpart C - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(2)
29:9.1.3.7.8.3.10.1SECTION 2570.60
   2570.60 Scope of rules.
29:9.1.3.7.8.3.10.2SECTION 2570.61
   2570.61 Definitions.
29:9.1.3.7.8.3.10.3SECTION 2570.62
   2570.62 Service: Copies of documents and pleadings.
29:9.1.3.7.8.3.10.4SECTION 2570.63
   2570.63 Parties, how designated.
29:9.1.3.7.8.3.10.5SECTION 2570.64
   2570.64 Consequences of default.
29:9.1.3.7.8.3.10.6SECTION 2570.65
   2570.65 Consent order or settlement.
29:9.1.3.7.8.3.10.7SECTION 2570.66
   2570.66 Scope of discovery.
29:9.1.3.7.8.3.10.8SECTION 2570.67
   2570.67 Summary decision.
29:9.1.3.7.8.3.10.9SECTION 2570.68
   2570.68 Decision of the administrative law judge.
29:9.1.3.7.8.3.10.10SECTION 2570.69
   2570.69 Review by the Secretary.
29:9.1.3.7.8.3.10.11SECTION 2570.70
   2570.70 Scope of review.
29:9.1.3.7.8.3.10.12SECTION 2570.71
   2570.71 Procedures for review by the Secretary.
29:9.1.3.7.8.4SUBPART D
Subpart D - Procedure for the Assessment of Civil Penalties Under ERISA Section 502(l)
29:9.1.3.7.8.4.10.1SECTION 2570.80
   2570.80 Scope of rules.
29:9.1.3.7.8.4.10.2SECTION 2570.81
   2570.81 In general.
29:9.1.3.7.8.4.10.3SECTION 2570.82
   2570.82 Definitions.
29:9.1.3.7.8.4.10.4SECTION 2570.83
   2570.83 Assessment of civil penalty.
29:9.1.3.7.8.4.10.5SECTION 2570.84
   2570.84 Payment of civil penalty.
29:9.1.3.7.8.4.10.6SECTION 2570.85
   2570.85 Waiver or reduction of civil penalty.
29:9.1.3.7.8.4.10.7SECTION 2570.86
   2570.86 Reduction of penalty by other penalty assessments.
29:9.1.3.7.8.4.10.8SECTION 2570.87
   2570.87 Revision of assessment.
29:9.1.3.7.8.4.10.9SECTION 2570.88
   2570.88 Effective date.
29:9.1.3.7.8.5SUBPART E
Subpart E - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(5)
29:9.1.3.7.8.5.10.1SECTION 2570.90
   2570.90 Scope of rules.
29:9.1.3.7.8.5.10.2SECTION 2570.91
   2570.91 Definitions.
29:9.1.3.7.8.5.10.3SECTION 2570.92
   2570.92 Service: Copies of documents and pleadings.
29:9.1.3.7.8.5.10.4SECTION 2570.93
   2570.93 Parties, how designated.
29:9.1.3.7.8.5.10.5SECTION 2570.94
   2570.94 Consequences of default.
29:9.1.3.7.8.5.10.6SECTION 2570.95
   2570.95 Consent order or settlement.
29:9.1.3.7.8.5.10.7SECTION 2570.96
   2570.96 Scope of discovery.
29:9.1.3.7.8.5.10.8SECTION 2570.97
   2570.97 Summary decision.
29:9.1.3.7.8.5.10.9SECTION 2570.98
   2570.98 Decision of the administrative law judge.
29:9.1.3.7.8.5.10.10SECTION 2570.99
   2570.99 Review by the Secretary.
29:9.1.3.7.8.5.10.11SECTION 2570.100
   2570.100 Scope of review.
29:9.1.3.7.8.5.10.12SECTION 2570.101
   2570.101 Procedures for review by the Secretary.
29:9.1.3.7.8.6SUBPART F
Subpart F - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(6)
29:9.1.3.7.8.6.10.1SECTION 2570.110
   2570.110 Scope of rules.
29:9.1.3.7.8.6.10.2SECTION 2570.111
   2570.111 Definitions.
29:9.1.3.7.8.6.10.3SECTION 2570.112
   2570.112 Service: Copies of documents and pleadings.
29:9.1.3.7.8.6.10.4SECTION 2570.113
   2570.113 Parties, how designated.
29:9.1.3.7.8.6.10.5SECTION 2570.114
   2570.114 Consequences of default.
29:9.1.3.7.8.6.10.6SECTION 2570.115
   2570.115 Consent order or settlement.
29:9.1.3.7.8.6.10.7SECTION 2570.116
   2570.116 Scope of discovery.
29:9.1.3.7.8.6.10.8SECTION 2570.117
   2570.117 Summary decision.
29:9.1.3.7.8.6.10.9SECTION 2570.118
   2570.118 Decision of the administrative law judge.
29:9.1.3.7.8.6.10.10SECTION 2570.119
   2570.119 Review by the Secretary.
29:9.1.3.7.8.6.10.11SECTION 2570.120
   2570.120 Scope of review.
29:9.1.3.7.8.6.10.12SECTION 2570.121
   2570.121 Procedures for review by the Secretary.
29:9.1.3.7.8.7SUBPART G
Subpart G - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(7)
29:9.1.3.7.8.7.10.1SECTION 2570.130
   2570.130 Scope of rules.
29:9.1.3.7.8.7.10.2SECTION 2570.131
   2570.131 Definitions.
29:9.1.3.7.8.7.10.3SECTION 2570.132
   2570.132 Service: Copies of documents and pleadings.
29:9.1.3.7.8.7.10.4SECTION 2570.133
   2570.133 Parties, how designated.
29:9.1.3.7.8.7.10.5SECTION 2570.134
   2570.134 Consequences of default.
29:9.1.3.7.8.7.10.6SECTION 2570.135
   2570.135 Consent order or settlement.
29:9.1.3.7.8.7.10.7SECTION 2570.136
   2570.136 Scope of discovery.
29:9.1.3.7.8.7.10.8SECTION 2570.137
   2570.137 Summary decision.
29:9.1.3.7.8.7.10.9SECTION 2570.138
   2570.138 Decision of the administrative law judge.
29:9.1.3.7.8.7.10.10SECTION 2570.139
   2570.139 Review by the Secretary.
29:9.1.3.7.8.7.10.11SECTION 2570.140
   2570.140 Scope of review.
29:9.1.3.7.8.7.10.12SECTION 2570.141
   2570.141 Procedures for review by the Secretary.
29:9.1.3.7.8.8SUBPART H
Subpart H - Procedures for Issuance of Findings Under ERISA Sec. 3(40)
29:9.1.3.7.8.8.10.1SECTION 2570.150
   2570.150 Scope of rules.
29:9.1.3.7.8.8.10.2SECTION 2570.151
   2570.151 In general.
29:9.1.3.7.8.8.10.3SECTION 2570.152
   2570.152 Definitions.
29:9.1.3.7.8.8.10.4SECTION 2570.153
   2570.153 Parties.
29:9.1.3.7.8.8.10.5SECTION 2570.154
   2570.154 Filing and contents of petition.
29:9.1.3.7.8.8.10.6SECTION 2570.155
   2570.155 Service.
29:9.1.3.7.8.8.10.7SECTION 2570.156
   2570.156 Expedited proceedings.
29:9.1.3.7.8.8.10.8SECTION 2570.157
   2570.157 Allocation of burden of proof.
29:9.1.3.7.8.8.10.9SECTION 2570.158
   2570.158 Decision of the Administrative Law Judge.
29:9.1.3.7.8.8.10.10SECTION 2570.159
   2570.159 Review by the Secretary.
29:9.1.3.7.8.9SUBPART I
Subpart I - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(8)
29:9.1.3.7.8.9.10.1SECTION 2570.160
   2570.160 Scope of rules.
29:9.1.3.7.8.9.10.2SECTION 2570.161
   2570.161 Definitions.
29:9.1.3.7.8.9.10.3SECTION 2570.162
   2570.162 Service: Copies of documents and pleadings.
29:9.1.3.7.8.9.10.4SECTION 2570.163
   2570.163 Parties, how designated.
29:9.1.3.7.8.9.10.5SECTION 2570.164
   2570.164 Consequences of default.
29:9.1.3.7.8.9.10.6SECTION 2570.165
   2570.165 Consent order or settlement.
29:9.1.3.7.8.9.10.7SECTION 2570.166
   2570.166 Scope of discovery.
29:9.1.3.7.8.9.10.8SECTION 2570.167
   2570.167 Summary decision.
29:9.1.3.7.8.9.10.9SECTION 2570.168
   2570.168 Decision of the administrative law judge.
29:9.1.3.7.8.9.10.10SECTION 2570.169
   2570.169 Review by the Secretary.
29:9.1.3.7.8.9.10.11SECTION 2570.170
   2570.170 Scope of review.
29:9.1.3.7.8.9.10.12SECTION 2570.171
   2570.171 Procedures for review by the Secretary.