Title 22

SECTION 1006.355

1006.355 What information must I provide to a higher tier participant before entering into a covered transaction with that participant

§ 1006.355 What information must I provide to a higher tier participant before entering into a covered transaction with that participant?

Before you enter into a covered transaction with a person at the next higher tier, you as a lower tier participant must notify that person if you know that you or any of the principals are presently excluded or disqualified.

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