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Title 17 Part 240 → §240.16c-1

Title 17 → Chapter II → Part 240 → §240.16c-1

Electronic Code of Federal Regulations e-CFR

Title 17 Part 240 → §240.16c-1

e-CFR data is current as of August 22, 2019

Title 17Chapter IIPart 240 → §240.16c-1


Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934


§240.16c-1   Brokers.

Any transaction shall be exempt from section 16(c) of the Act to the extent necessary to render lawful the execution by a broker of an order for an account in which the broker has no direct or indirect interest.