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Title 17 Part 240 → §240.16a-13

Title 17 → Chapter II → Part 240 → §240.16a-13

Electronic Code of Federal Regulations e-CFR

Title 17 Part 240 → §240.16a-13

e-CFR data is current as of August 15, 2019

Title 17Chapter IIPart 240 → §240.16a-13


Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934


§240.16a-13   Change in form of beneficial ownership.

A transaction, other than the exercise or conversion of a derivative security or deposit into or withdrawal from a voting trust, that effects only a change in the form of beneficial ownership without changing a person's pecuniary interest in the subject equity securities shall be exempt from section 16 of the Act.

[61 FR 30393, June 14, 1996]