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Title 17 Part 240 → §240.15fb3-1

Title 17 → Chapter II → Part 240 → §240.15fb3-1

Electronic Code of Federal Regulations e-CFR

Title 17 Part 240 → §240.15fb3-1

e-CFR data is current as of January 27, 2020

Title 17Chapter IIPart 240 → §240.15fb3-1


Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934


§240.15Fb3-1   Duration of registration.

(a) General. A person registered as a security-based swap dealer or major security-based swap participant in accordance with §240.15Fb2-1 will continue to be so registered until the effective date of any cancellation, revocation or withdrawal of such registration.

(b) Conditional registration. Notwithstanding paragraph (a) of this section, conditional registration shall expire on the date the registrant withdraws from registration or the Commission grants or denies the person's ongoing registration in accordance with §240.15Fb2-1(e).