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Title 17 Part 240 → §240.15b1-6

Title 17 → Chapter II → Part 240 → §240.15b1-6

Electronic Code of Federal Regulations e-CFR

Title 17 Part 240 → §240.15b1-6

e-CFR data is current as of August 22, 2019

Title 17Chapter IIPart 240 → §240.15b1-6


Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934


§240.15b1-6   Notice to brokers and dealers of requirements regarding lost securityholders and unresponsive payees.

Brokers and dealers are hereby notified of Rule 17Ad-17 (§240.17Ad-17), which addresses certain requirements with respect to lost securityholders and unresponsive payees that may be applicable to them.

[78 FR 4783, Jan. 23, 2013]