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Title 17 Part 240 → §240.15aa-1

Title 17 → Chapter II → Part 240 → §240.15aa-1

Electronic Code of Federal Regulations e-CFR

Title 17 Part 240 → §240.15aa-1

e-CFR data is current as of August 22, 2019

Title 17Chapter IIPart 240 → §240.15aa-1


Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934


§240.15Aa-1   Registration of a national or an affiliated securities association.

Any application for registration of an association as a national, or as an affiliated, securities association shall be made in triplicate on Form X-15AA-1 accompanied by three copies of the exhibits prescribed by the Commission to be filed in connection therewith.

(Sec. 15A, 52 Stat. 1070; 15 U.S.C. 78o-3)

[13 FR 8209, Dec. 22, 1948. Redesignated at 30 FR 11851, Sept. 16, 1965]