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Title 17 Part 240 → §240.12b-37

Title 17 → Chapter II → Part 240 → §240.12b-37

Electronic Code of Federal Regulations e-CFR

Title 17 Part 240 → §240.12b-37

e-CFR data is current as of August 16, 2019

Title 17Chapter IIPart 240 → §240.12b-37


Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934


§240.12b-37   Satisfaction of filing requirements.

With regard to issuers eligible to rely on Release No. 34-45589 (March 18, 2002) or Release No. IC-25463 (March 18, 2002) (each of which may be viewed on the Commission's website at www.sec.gov), filings made in accordance with the provisions of those Releases shall satisfy the issuer's requirement to make such a filing under Section 13(a), 14 or 15(d) of the Act (15 U.S.C. 77m(a), 78n or 78o(d)), as applicable, and the Commission's rules and regulations thereunder.

[67 FR 13537, Mar. 22, 2002]