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Title 17 Part 240 → Subpart A → §240.0-8

Title 17 → Chapter II → Part 240 → Subpart A → §240.0-8

Electronic Code of Federal Regulations e-CFR

Title 17 Part 240 → Subpart A → §240.0-8

e-CFR data is current as of August 22, 2019

Title 17Chapter IIPart 240Subpart A → §240.0-8


Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
Subpart A—Rules and Regulations Under the Securities Exchange Act of 1934


§240.0-8   Application of rules to registered broker-dealers.

Any provision of any rule or regulation under the Act which prohibits any act, practice, or course of business by any person if the mails or any means or instrumentality of interstate commerce are used in connection therewith, shall also prohibit any such act, practice, or course of business by any broker or dealer registered pursuant to section 15(b) of the Act, or any person acting on behalf of such a broker or dealer, irrespective of any use of the mails or any means or instrumentality of interstate commerce.

[29 FR 12555, Sept. 3, 1964]