Title 17

PART 140

Part 140 - Organization, Functions, And Procedures Of The Commission

PART 140 - ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION Authority:7 U.S.C. 2(a)(12), 12a, 13(c), 13(d), 13(e), and 16(b).

17:2.0.1.1.12.1SUBPART A
Subpart A - Organization
17:2.0.1.1.12.1.1.1SECTION 140.1
   140.1 Headquarters office.
17:2.0.1.1.12.1.1.2SECTION 140.2
   140.2 Regional office - regional coordinators.
17:2.0.1.1.12.2SUBPART B
Subpart B - Functions
17:2.0.1.1.12.2.1.1SECTION 140.10
   140.10 The Commission.
17:2.0.1.1.12.2.1.2SECTION 140.11
   140.11 Emergency action by the senior Commissioner available.
17:2.0.1.1.12.2.1.3SECTION 140.12
   140.12 Disposition of business by seriatim Commission consideration.
17:2.0.1.1.12.2.1.4SECTION 140.13
   140.13 Vacancy in position of Chairman.
17:2.0.1.1.12.2.1.5SECTION 140.14
   140.14 Delegation of authority to the Secretary of the Commission.
17:2.0.1.1.12.2.1.6SECTION 140.20
   140.20 Designation of senior official to oversee Commission use of national security information.
17:2.0.1.1.12.2.1.7SECTION 140.21
   140.21 Definitions.
17:2.0.1.1.12.2.1.8SECTION 140.22
   140.22 Procedures.
17:2.0.1.1.12.2.1.9SECTION 140.23
   140.23 General access requirements.
17:2.0.1.1.12.2.1.10SECTION 140.24
   140.24 Control and accountability procedures.
17:2.0.1.1.12.2.1.11SECTION 140.61
   140.61 [Reserved]
17:2.0.1.1.12.2.1.12SECTION 140.72
   140.72 Delegation of authority to disclose confidential information to a registered entity, swap execution facility, swap data repository, registered futures association or self-regulatory organization.
17:2.0.1.1.12.2.1.13SECTION 140.73
   140.73 Delegation of authority to disclose information to United States, States, and foreign government agencies and foreign futures authorities.
17:2.0.1.1.12.2.1.14SECTION 140.74
   140.74 Delegation of authority to issue special calls for Series 03 Reports.
17:2.0.1.1.12.2.1.15SECTION 140.75
   140.75 Delegation of authority to the Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary Oversight.
17:2.0.1.1.12.2.1.16SECTION 140.76
   140.76 Delegation of authority to disclose information in a receivership or bankruptcy proceeding.
17:2.0.1.1.12.2.1.17SECTION 140.77
   140.77 Delegation of authority to determine that applications for contract market designation, swap execution facility registration, or swap data repository registration are materially incomplete.
17:2.0.1.1.12.2.1.18SECTION 140.80
   140.80 Disclosure of information pursuant to a subpoena or summons.
17:2.0.1.1.12.2.1.19SECTION 140.81
   140.81 [Reserved]
17:2.0.1.1.12.2.1.20SECTION 140.91
   140.91 Delegation of authority to the Director of the Division of Clearing and Risk and to the Director of the Division of Swap Dealer and Intermediary Oversight.
17:2.0.1.1.12.2.1.21SECTION 140.92
   140.92 Delegation of authority to grant registrations and renewals thereof.
17:2.0.1.1.12.2.1.22SECTION 140.93
   140.93 Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight.
17:2.0.1.1.12.2.1.23SECTION 140.94
   140.94 Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight and the Director of the Division of Clearing and Risk.
17:2.0.1.1.12.2.1.24SECTION 140.95
   140.95 Delegation of authority with respect to withdrawals from registration.
17:2.0.1.1.12.2.1.25SECTION 140.96
   140.96 Delegation of authority to publish in the Federal Register.
17:2.0.1.1.12.2.1.26SECTION 140.97
   140.97 Delegation of authority regarding requests for classification of positions as bona fide hedging.
17:2.0.1.1.12.2.1.27SECTION 140.98
   140.98 Publication of no-action, interpretative and exemption letters and other written communications.
17:2.0.1.1.12.2.1.28SECTION 140.99
   140.99 Requests for exemptive, no-action and interpretative letters.
17:2.0.1.1.12.3SUBPART C
Subpart C - Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission
17:2.0.1.1.12.3.1.1SECTION 140.735-1
   140.735-1 Authority and purpose.
17:2.0.1.1.12.3.1.2SECTION 140.735-2
   140.735-2 Prohibited transactions.
17:2.0.1.1.12.3.1.3SECTION 140.735-2a
   140.735-2a Prohibited interests.
17:2.0.1.1.12.3.1.4SECTION 140.735-3
   140.735-3 Non-governmental employment and other outside activity.
17:2.0.1.1.12.3.1.5SECTION 140.735-4
   140.735-4 Receipt and disposition of foreign gifts and decorations.
17:2.0.1.1.12.3.1.6SECTION 140.735-5
   140.735-5 Disclosure of information.
17:2.0.1.1.12.3.1.7SECTION 140.735-6
   140.735-6 Practice by former members and employees of the Commission.
17:2.0.1.1.12.3.1.8SECTION 140.735-7
   140.735-7 Statutory violations applicable to conduct of Commission members and employees.
17:2.0.1.1.12.3.1.9SECTION 140.735-8
   140.735-8 Interpretative and advisory service.