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Title 17 Chapter I

Title 17 → Chapter I

Electronic Code of Federal Regulations e-CFR

Title 17 Chapter I

Title 17Chapter I


TITLE 17—Commodity and Securities Exchanges

CHAPTER I—COMMODITY FUTURES TRADING COMMISSION (CONTINUED)

rule
PartTable of
Contents
Headings
rule
41
41.1 to 41.49
SECURITY FUTURES PRODUCTS
42
42.1 to 42.2
ANTI-MONEY LAUNDERING, TERRORIST FINANCING
43
43.1 to 43.7
REAL-TIME PUBLIC REPORTING
44
44.00 to 44.03
INTERIM FINAL RULE FOR PRE-ENACTMENT SWAP TRANSACTIONS
45
45.1 to 45.14
SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS
46
46.1 to 46.11
SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS: PRE-ENACTMENT AND TRANSITION SWAPS
48
48.1 to 48.11
REGISTRATION OF FOREIGN BOARDS OF TRADE
49
49.1 to 49.27
SWAP DATA REPOSITORIES
50
50.1 to 50.52
CLEARING REQUIREMENT AND RELATED RULES
75
75.1 to 75.21
PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS
100
100.1
DELIVERY PERIOD REQUIRED
140
140.1 to 140.735-8
ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION
141
141.1 to 141.12
SALARY OFFSET
142
142.1 to 142.2
INDEMNIFICATION OF CFTC EMPLOYEES
143
143.1 to 143.10
COLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S JURISDICTION
144
144.0 to 144.6
PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT
145
145.0 to 145.9
COMMISSION RECORDS AND INFORMATION
146
146.1 to 146.13
RECORDS MAINTAINED ON INDIVIDUALS
147
147.1 to 147.10
OPEN COMMISSION MEETINGS
148
148.1 to 148.30
IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE COMMISSION
149
149.101 to 149.170
ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION
150
150.1 to 150.6
LIMITS ON POSITIONS
151
151.1 to 151.13
POSITION LIMITS FOR FUTURES AND SWAPS
155
155.1 to 155.10
TRADING STANDARDS
156
156.1 to 156.4
BROKER ASSOCIATIONS
160
160.1 to 160.30
PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT
162
162.1 to 162.32
PROTECTION OF CONSUMER INFORMATION UNDER THE FAIR CREDIT REPORTING ACT
165
165.1 to 165.20
WHISTLEBLOWER RULES
166
166.1 to 166.5
CUSTOMER PROTECTION RULES
170
170.1 to 170.17
REGISTERED FUTURES ASSOCIATIONS
171
171.1 to 171.50
RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS
180
180.1 to 180.2
PROHIBITION AGAINST MANIPULATION
190
190.01 to 190.10
BANKRUPTCY
191-199
[RESERVED]