Title 17

PART 9

Part 9 - Rules Relating To Review Of Exchange Disciplinary, Access Denial Or Other Adverse Actions

PART 9 - RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS Authority:7 U.S.C. 1a, 2, 6b-1, 6c, 7, 7a-2, 7b-3, 8, 9, 9a, 12, 12a, 12c, 13b, 16a, 18, 19, and 21. Source:52 FR 25366, July 7, 1987, unless otherwise noted.

17:1.0.1.1.8.1SUBPART A
Subpart A - General Provisions
17:1.0.1.1.8.1.7.1SECTION 9.1
   9.1 Scope of rules.
17:1.0.1.1.8.1.7.2SECTION 9.2
   9.2 Definitions.
17:1.0.1.1.8.1.7.3SECTION 9.3
   9.3 Provisions referenced.
17:1.0.1.1.8.1.7.4SECTION 9.4
   9.4 Filing and service; official docket.
17:1.0.1.1.8.1.7.5SECTION 9.5
   9.5 Motions.
17:1.0.1.1.8.1.7.6SECTION 9.6
   9.6 Sanctions for noncompliance.
17:1.0.1.1.8.1.7.7SECTION 9.7
   9.7 Settlement.
17:1.0.1.1.8.1.7.8SECTION 9.8
   9.8 Practice before the Commission.
17:1.0.1.1.8.1.7.9SECTION 9.9
   9.9 Waiver of rules; delegation of authority.
17:1.0.1.1.8.2SUBPART B
Subpart B - Notice and Effective Date of Disciplinary Action or Access Denial Action
17:1.0.1.1.8.2.7.1SECTION 9.10
   9.10 [Reserved]
17:1.0.1.1.8.2.7.2SECTION 9.11
   9.11 Form, contents and delivery of notice of disciplinary or access denial action.
17:1.0.1.1.8.2.7.3SECTION 9.12
   9.12 Effective date of disciplinary or access denial action.
17:1.0.1.1.8.2.7.4SECTION 9.13
   9.13 Publication of notice.
17:1.0.1.1.8.2.7.5SECTION 9.14-9.19
   9.14-9.19 [Reserved]
17:1.0.1.1.8.3SUBPART C
Subpart C - Initial Procedure With Respect to Appeals
17:1.0.1.1.8.3.7.1SECTION 9.20
   9.20 Notice of appeal.
17:1.0.1.1.8.3.7.2SECTION 9.21
   9.21 Record of exchange proceeding.
17:1.0.1.1.8.3.7.3SECTION 9.22
   9.22 Appeal brief.
17:1.0.1.1.8.3.7.4SECTION 9.23
   9.23 Answering brief.
17:1.0.1.1.8.3.7.5SECTION 9.24
   9.24 Petition for stay pending review.
17:1.0.1.1.8.3.7.6SECTION 9.25
   9.25 Limited participation of interested persons.
17:1.0.1.1.8.3.7.7SECTION 9.26
   9.26 Participation of Commission staff.
17:1.0.1.1.8.3.7.8SECTION 9.27-9.29
   9.27-9.29 [Reserved]
17:1.0.1.1.8.4SUBPART D
Subpart D - Commission Review of Disciplinary, Access Denial or Other Adverse Action
17:1.0.1.1.8.4.7.1SECTION 9.30
   9.30 Scope of review.
17:1.0.1.1.8.4.7.2SECTION 9.31
   9.31 Commission review of disciplinary or access denial action on its own motion.
17:1.0.1.1.8.4.7.3SECTION 9.32
   9.32 Oral argument.
17:1.0.1.1.8.4.7.4SECTION 9.33
   9.33 Final decision by the Commission.