Title 12

PART 1081

Part 1081 - Rules Of Practice For Adjudication Proceedings

PART 1081 - RULES OF PRACTICE FOR ADJUDICATION PROCEEDINGS Authority:12 U.S.C. 5563(e); 12 U.S.C. 5512(b). Source:77 FR 39083, June 29, 2012, unless otherwise noted.

12:9.0.1.1.12.1SUBPART A
Subpart A - General Rules
12:9.0.1.1.12.1.1.1SECTION 1081.100
   1081.100 Scope of the rules of practice.
12:9.0.1.1.12.1.1.2SECTION 1081.101
   1081.101 Expedition and fairness of proceedings.
12:9.0.1.1.12.1.1.3SECTION 1081.102
   1081.102 Rules of construction.
12:9.0.1.1.12.1.1.4SECTION 1081.103
   1081.103 Definitions.
12:9.0.1.1.12.1.1.5SECTION 1081.104
   1081.104 Authority of the hearing officer.
12:9.0.1.1.12.1.1.6SECTION 1081.105
   1081.105 Assignment, substitution, performance, disqualification of hearing officer.
12:9.0.1.1.12.1.1.7SECTION 1081.106
   1081.106 Deadlines.
12:9.0.1.1.12.1.1.8SECTION 1081.107
   1081.107 Appearance and practice in adjudication proceedings.
12:9.0.1.1.12.1.1.9SECTION 1081.108
   1081.108 Good faith certification.
12:9.0.1.1.12.1.1.10SECTION 1081.109
   1081.109 Conflict of interest.
12:9.0.1.1.12.1.1.11SECTION 1081.110
   1081.110 Ex parte communication.
12:9.0.1.1.12.1.1.12SECTION 1081.111
   1081.111 Filing of papers.
12:9.0.1.1.12.1.1.13SECTION 1081.112
   1081.112 Formal requirements as to papers filed.
12:9.0.1.1.12.1.1.14SECTION 1081.113
   1081.113 Service of papers.
12:9.0.1.1.12.1.1.15SECTION 1081.114
   1081.114 Construction of time limits.
12:9.0.1.1.12.1.1.16SECTION 1081.115
   1081.115 Change of time limits.
12:9.0.1.1.12.1.1.17SECTION 1081.116
   1081.116 Witness fees and expenses.
12:9.0.1.1.12.1.1.18SECTION 1081.117
   1081.117 Bureau's right to conduct examination, collect information.
12:9.0.1.1.12.1.1.19SECTION 1081.118
   1081.118 Collateral attacks on adjudication proceedings.
12:9.0.1.1.12.1.1.20SECTION 1081.119
   1081.119 Confidential information; protective orders.
12:9.0.1.1.12.1.1.21SECTION 1081.120
   1081.120 Settlement.
12:9.0.1.1.12.1.1.22SECTION 1081.121
   1081.121 Cooperation with other agencies.
12:9.0.1.1.12.2SUBPART B
Subpart B - Initiation of Proceedings and Prehearing Rules
12:9.0.1.1.12.2.1.1SECTION 1081.200
   1081.200 Commencement of proceeding and contents of notice of charges.
12:9.0.1.1.12.2.1.2SECTION 1081.201
   1081.201 Answer and disclosure statement and notification of financial interest.
12:9.0.1.1.12.2.1.3SECTION 1081.202
   1081.202 Amended pleadings.
12:9.0.1.1.12.2.1.4SECTION 1081.203
   1081.203 Scheduling conference.
12:9.0.1.1.12.2.1.5SECTION 1081.204
   1081.204 Consolidation and severance of actions.
12:9.0.1.1.12.2.1.6SECTION 1081.205
   1081.205 Non-dispositive motions.
12:9.0.1.1.12.2.1.7SECTION 1081.206
   1081.206 Availability of documents for inspection and copying.
12:9.0.1.1.12.2.1.8SECTION 1081.207
   1081.207 Production of witness statements.
12:9.0.1.1.12.2.1.9SECTION 1081.208
   1081.208 Subpoenas.
12:9.0.1.1.12.2.1.10SECTION 1081.209
   1081.209 Deposition of witness unavailable for hearing.
12:9.0.1.1.12.2.1.11SECTION 1081.210
   1081.210 Expert discovery.
12:9.0.1.1.12.2.1.12SECTION 1081.211
   1081.211 Interlocutory review.
12:9.0.1.1.12.2.1.13SECTION 1081.212
   1081.212 Dispositive motions.
12:9.0.1.1.12.2.1.14SECTION 1081.213
   1081.213 Partial summary disposition.
12:9.0.1.1.12.2.1.15SECTION 1081.214
   1081.214 Prehearing conferences.
12:9.0.1.1.12.2.1.16SECTION 1081.215
   1081.215 Prehearing submissions.
12:9.0.1.1.12.2.1.17SECTION 1081.216
   1081.216 Amicus participation.
12:9.0.1.1.12.3SUBPART C
Subpart C - Hearings
12:9.0.1.1.12.3.1.1SECTION 1081.300
   1081.300 Public hearings.
12:9.0.1.1.12.3.1.2SECTION 1081.301
   1081.301 Failure to appear.
12:9.0.1.1.12.3.1.3SECTION 1081.302
   1081.302 Conduct of hearings.
12:9.0.1.1.12.3.1.4SECTION 1081.303
   1081.303 Evidence.
12:9.0.1.1.12.3.1.5SECTION 1081.304
   1081.304 Record of the hearing.
12:9.0.1.1.12.3.1.6SECTION 1081.305
   1081.305 Post-hearing filings.
12:9.0.1.1.12.3.1.7SECTION 1081.306
   1081.306 Record in proceedings before hearing officer; retention of documents; copies.
12:9.0.1.1.12.4SUBPART D
Subpart D - Decision and Appeals
12:9.0.1.1.12.4.1.1SECTION 1081.400
   1081.400 Recommended decision of the hearing officer.
12:9.0.1.1.12.4.1.2SECTION 1081.401
   1081.401 Transmission of documents to Director; record index; certification.
12:9.0.1.1.12.4.1.3SECTION 1081.402
   1081.402 Notice of appeal; review by the Director.
12:9.0.1.1.12.4.1.4SECTION 1081.403
   1081.403 Briefs filed with the Director.
12:9.0.1.1.12.4.1.5SECTION 1081.404
   1081.404 Oral argument before the Director.
12:9.0.1.1.12.4.1.6SECTION 1081.405
   1081.405 Decision of the Director.
12:9.0.1.1.12.4.1.7SECTION 1081.406
   1081.406 Reconsideration.
12:9.0.1.1.12.4.1.8SECTION 1081.407
   1081.407 Effective date; stays pending judicial review.
12:9.0.1.1.12.5SUBPART E
Subpart E - Temporary Cease-and-Desist Proceedings
12:9.0.1.1.12.5.1.1SECTION 1081.500
   1081.500 Scope.
12:9.0.1.1.12.5.1.2SECTION 1081.501
   1081.501 Basis for issuance, form, and service.
12:9.0.1.1.12.5.1.3SECTION 1081.502
   1081.502 Judicial review, duration.