Title 12

PART 368

Part 368 - Government Securities Sales Practices

PART 368 - GOVERNMENT SECURITIES SALES PRACTICES Authority:15 U.S.C. 78o-5. Source:62 FR 13287, Mar. 19, 1997, unless otherwise noted.

12:6.0.1.1.19.0.1.1SECTION 368.1
   368.1 Scope.
12:6.0.1.1.19.0.1.2SECTION 368.2
   368.2 Definitions.
12:6.0.1.1.19.0.1.3SECTION 368.3
   368.3 Business conduct.
12:6.0.1.1.19.0.1.4SECTION 368.4
   368.4 Recommendations to customers.
12:6.0.1.1.19.0.1.5SECTION 368.5
   368.5 Customer information.
12:6.0.1.1.19.0.1.6SECTION 368.100
   368.100 Obligations concerning institutional customers.