Title 12

PART 349

Part 349 - Derivatives

PART 349 - DERIVATIVES Source:76 FR 40789, July 12, 2011, unless otherwise noted.

12:6.0.1.1.3.1SUBPART A
Subpart A - Margin and Capital Requirements for Covered Swap Entities
12:6.0.1.1.3.1.1.1SECTION 349.1
   349.1 Authority, purpose, scope, exemptions and compliance dates.
12:6.0.1.1.3.1.1.2SECTION 349.2
   349.2 Definitions.
12:6.0.1.1.3.1.1.3SECTION 349.3
   349.3 Initial margin.
12:6.0.1.1.3.1.1.4SECTION 349.4
   349.4 Variation margin.
12:6.0.1.1.3.1.1.5SECTION 349.5
   349.5 Netting arrangements, minimum transfer amount, and satisfaction of collecting and posting requirements.
12:6.0.1.1.3.1.1.6SECTION 349.6
   349.6 Eligible collateral.
12:6.0.1.1.3.1.1.7SECTION 349.7
   349.7 Segregation of collateral.
12:6.0.1.1.3.1.1.8SECTION 349.8
   349.8 Initial margin models and standardized amounts.
12:6.0.1.1.3.1.1.9SECTION 349.9
   349.9 Cross-border application of margin requirements.
12:6.0.1.1.3.1.1.10SECTION 349.10
   349.10 Documentation of margin matters.
12:6.0.1.1.3.1.1.11SECTION 349.11
   349.11 Special rules for affiliates.
12:6.0.1.1.3.1.1.12SECTION 349.12
   349.12 Capital.
12:6.0.1.1.3.1.1.13.1APPENDIX Appendix A
   Appendix A to Subpart A of Part 349 - Standardized Minimum Initial Margin Requirements for Non-cleared Swaps and Non - cleared Security-based Swaps
12:6.0.1.1.3.1.1.13.2APPENDIX Appendix B
   Appendix B to Subpart A of Part 349 - Margin Values for Eligible Noncash Margin Collateral
12:6.0.1.1.3.2SUBPART B
Subpart B - Retail Foreign Exchange Transactions
12:6.0.1.1.3.2.1.1SECTION 349.13
   349.13 Authority, purpose, and scope.
12:6.0.1.1.3.2.1.2SECTION 349.14
   349.14 Definitions.
12:6.0.1.1.3.2.1.3SECTION 349.15
   349.15 Prohibited transactions.
12:6.0.1.1.3.2.1.4SECTION 349.16
   349.16 Filing procedures.
12:6.0.1.1.3.2.1.5SECTION 349.17
   349.17 Application and closing out of offsetting long and short positions.
12:6.0.1.1.3.2.1.6SECTION 349.18
   349.18 Disclosure.
12:6.0.1.1.3.2.1.7SECTION 349.19
   349.19 Recordkeeping.
12:6.0.1.1.3.2.1.8SECTION 349.20
   349.20 Capital requirements.
12:6.0.1.1.3.2.1.9SECTION 349.21
   349.21 Margin requirements.
12:6.0.1.1.3.2.1.10SECTION 349.22
   349.22 Required reporting to customers.
12:6.0.1.1.3.2.1.11SECTION 349.23
   349.23 Unlawful representations.
12:6.0.1.1.3.2.1.12SECTION 349.24
   349.24 Authorization to trade.
12:6.0.1.1.3.2.1.13SECTION 349.25
   349.25 Trading and operational standards.
12:6.0.1.1.3.2.1.14SECTION 349.26
   349.26 Supervision.
12:6.0.1.1.3.2.1.15SECTION 349.27
   349.27 Notice of transfers.
12:6.0.1.1.3.2.1.16SECTION 349.28
   349.28 Customer dispute resolution.