Title 12

PART 303

Part 303 - Filing Procedures

PART 303 - FILING PROCEDURES Authority:12 U.S.C. 378, 478, 1463, 1467a, 1813, 1815, 1817, 1818, 1819 (Seventh and Tenth), 1820, 1823, 1828, 1831i, 1831e, 1831o, 1831p-1, 1831w, 1831z, 1835a, 1843(l), 3104, 3105, 3108, 3207, 5412; 15 U.S.C. 1601-1607. Link to an amendment published at 86 FR 8097, Feb. 3, 2021. Source:67 FR 79247, Dec. 27, 2002, unless otherwise noted.

12:5.0.1.1.2.0.1.1SECTION 303.0
   303.0 Scope.
12:5.0.1.1.2.1SUBPART A
Subpart A - Rules of General Applicability
12:5.0.1.1.2.1.1.1SECTION 303.1
   303.1 Scope.
12:5.0.1.1.2.1.1.2SECTION 303.2
   303.2 Definitions.
12:5.0.1.1.2.1.1.3SECTION 303.3
   303.3 General filing procedures.
12:5.0.1.1.2.1.1.4SECTION 303.4
   303.4 Computation of time.
12:5.0.1.1.2.1.1.5SECTION 303.5
   303.5 Effect of Community Reinvestment Act performance on filings.
12:5.0.1.1.2.1.1.6SECTION 303.6
   303.6 Investigations and examinations.
12:5.0.1.1.2.1.1.7SECTION 303.7
   303.7 Public notice requirements.
12:5.0.1.1.2.1.1.8SECTION 303.8
   303.8 Public access to filing.
12:5.0.1.1.2.1.1.9SECTION 303.9
   303.9 Comments.
12:5.0.1.1.2.1.1.10SECTION 303.10
   303.10 Hearings and other meetings.
12:5.0.1.1.2.1.1.11SECTION 303.11
   303.11 Decisions.
12:5.0.1.1.2.1.1.12SECTION 303.12
   303.12 Waivers.
12:5.0.1.1.2.1.1.13SECTION 303.13
   303.13 [Reserved]
12:5.0.1.1.2.1.1.14SECTION 303.14
   303.14 Being “engaged in the business of receiving deposits other than trust funds.”
12:5.0.1.1.2.1.1.15SECTION 303.15
   303.15 Certain limited liability companies deemed incorporated under State law.
12:5.0.1.1.2.1.1.16SECTION 303.16-303.19
   303.16-303.19 [Reserved]
12:5.0.1.1.2.2SUBPART B
Subpart B - Deposit Insurance
12:5.0.1.1.2.2.1.1SECTION 303.20
   303.20 Scope.
12:5.0.1.1.2.2.1.2SECTION 303.21
   303.21 Filing procedures.
12:5.0.1.1.2.2.1.3SECTION 303.22
   303.22 Processing.
12:5.0.1.1.2.2.1.4SECTION 303.23
   303.23 Public notice requirements.
12:5.0.1.1.2.2.1.5SECTION 303.24
   303.24 Application for deposit insurance for an interim institution.
12:5.0.1.1.2.2.1.6SECTION 303.25
   303.25 Continuation of deposit insurance upon withdrawing from membership in the Federal Reserve System.
12:5.0.1.1.2.2.1.7SECTION 303.26-303.39
   303.26-303.39 [Reserved]
12:5.0.1.1.2.3SUBPART C
Subpart C - Establishment and Relocation of Domestic Branches and Offices
12:5.0.1.1.2.3.1.1SECTION 303.40
   303.40 Scope.
12:5.0.1.1.2.3.1.2SECTION 303.41
   303.41 Definitions.
12:5.0.1.1.2.3.1.3SECTION 303.42
   303.42 Filing procedures.
12:5.0.1.1.2.3.1.4SECTION 303.43
   303.43 Processing.
12:5.0.1.1.2.3.1.5SECTION 303.44
   303.44 Public notice requirements.
12:5.0.1.1.2.3.1.6SECTION 303.45
   303.45 Special provisions.
12:5.0.1.1.2.3.1.7SECTION 303.46
   303.46 Financial education programs that include the provision of bank products and services.
12:5.0.1.1.2.3.1.8SECTION 303.47-303.59
   303.47-303.59 [Reserved]
12:5.0.1.1.2.4SUBPART D
Subpart D - Merger Transactions
12:5.0.1.1.2.4.1.1SECTION 303.60
   303.60 Scope.
12:5.0.1.1.2.4.1.2SECTION 303.61
   303.61 Definitions.
12:5.0.1.1.2.4.1.3SECTION 303.62
   303.62 Transactions requiring prior approval.
12:5.0.1.1.2.4.1.4SECTION 303.63
   303.63 Filing procedures.
12:5.0.1.1.2.4.1.5SECTION 303.64
   303.64 Processing.
12:5.0.1.1.2.4.1.6SECTION 303.65
   303.65 Public notice requirements.
12:5.0.1.1.2.4.1.7SECTION 303.66-303.79
   303.66-303.79 [Reserved]
12:5.0.1.1.2.5SUBPART E
Subpart E - Change in Bank Control
12:5.0.1.1.2.5.1.1SECTION 303.80
   303.80 Scope.
12:5.0.1.1.2.5.1.2SECTION 303.81
   303.81 Definitions.
12:5.0.1.1.2.5.1.3SECTION 303.82
   303.82 Transactions that require prior notice.
12:5.0.1.1.2.5.1.4SECTION 303.83
   303.83 Transactions that require notice, but not prior notice.
12:5.0.1.1.2.5.1.5SECTION 303.84
   303.84 Transactions that do not require notice.
12:5.0.1.1.2.5.1.6SECTION 303.85
   303.85 Filing procedures.
12:5.0.1.1.2.5.1.7SECTION 303.86
   303.86 Processing.
12:5.0.1.1.2.5.1.8SECTION 303.87
   303.87 Public notice requirements.
12:5.0.1.1.2.5.1.9SECTION 303.88
   303.88 Reporting of stock loans and changes in chief executive officers and directors.
12:5.0.1.1.2.5.1.10SECTION 303.89-303.99
   303.89-303.99 [Reserved]
12:5.0.1.1.2.6SUBPART F
Subpart F - Change of Director or Senior Executive Officer
12:5.0.1.1.2.6.1.1SECTION 303.100
   303.100 Scope.
12:5.0.1.1.2.6.1.2SECTION 303.101
   303.101 Definitions.
12:5.0.1.1.2.6.1.3SECTION 303.102
   303.102 Filing procedures and waiver of prior notice.
12:5.0.1.1.2.6.1.4SECTION 303.103
   303.103 Processing.
12:5.0.1.1.2.6.1.5SECTION 303.104-303.119
   303.104-303.119 [Reserved]
12:5.0.1.1.2.7SUBPART G
Subpart G - Activities of Insured State Banks
12:5.0.1.1.2.7.1.1SECTION 303.120
   303.120 Scope.
12:5.0.1.1.2.7.1.2SECTION 303.121
   303.121 Filing procedures.
12:5.0.1.1.2.7.1.3SECTION 303.122
   303.122 Processing.
12:5.0.1.1.2.7.1.4SECTION 303.123-303.139
   303.123-303.139 [Reserved]
12:5.0.1.1.2.8SUBPART H
Subpart H - Activities of Insured Savings Associations
12:5.0.1.1.2.8.1.1SECTION 303.140
   303.140 Scope.
12:5.0.1.1.2.8.1.2SECTION 303.141
   303.141 Filing procedures.
12:5.0.1.1.2.8.1.3SECTION 303.142
   303.142 Processing.
12:5.0.1.1.2.8.1.4SECTION 303.143-303.159
   303.143-303.159 [Reserved]
12:5.0.1.1.2.9SUBPART I
Subpart I - Mutual-To-Stock Conversions
12:5.0.1.1.2.9.1.1SECTION 303.160
   303.160 Scope.
12:5.0.1.1.2.9.1.2SECTION 303.161
   303.161 Filing procedures.
12:5.0.1.1.2.9.1.3SECTION 303.162
   303.162 Waiver from compliance.
12:5.0.1.1.2.9.1.4SECTION 303.163
   303.163 Processing.
12:5.0.1.1.2.9.1.5SECTION 303.164-303.179
   303.164-303.179 [Reserved]
12:5.0.1.1.2.10SUBPART J
Subpart J - International Banking
12:5.0.1.1.2.10.1.1SECTION 303.180
   303.180 Scope.
12:5.0.1.1.2.10.1.2SECTION 303.181
   303.181 Definitions.
12:5.0.1.1.2.10.1.3SECTION 303.182
   303.182 Establishing, moving or closing a foreign branch of an insured state nonmember bank.
12:5.0.1.1.2.10.1.4SECTION 303.183
   303.183 Investment by insured state nonmember banks in foreign organization.
12:5.0.1.1.2.10.1.5SECTION 303.184
   303.184 Moving an insured branch of a foreign bank.
12:5.0.1.1.2.10.1.6SECTION 303.185
   303.185 Merger transactions involving foreign banks or foreign organizations.
12:5.0.1.1.2.10.1.7SECTION 303.186
   303.186 Exemptions from insurance requirements for a state branch of a foreign bank.
12:5.0.1.1.2.10.1.8SECTION 303.187
   303.187 Approval for an insured state branch of a foreign bank to conduct activities not permissible for federal branches.
12:5.0.1.1.2.10.1.9SECTION 303.188-303.199
   303.188-303.199 [Reserved]
12:5.0.1.1.2.11SUBPART K
Subpart K - Prompt Corrective Action
12:5.0.1.1.2.11.1.1SECTION 303.200
   303.200 Scope.
12:5.0.1.1.2.11.1.2SECTION 303.201
   303.201 Filing procedures.
12:5.0.1.1.2.11.1.3SECTION 303.202
   303.202 Processing.
12:5.0.1.1.2.11.1.4SECTION 303.203
   303.203 Applications for capital distributions.
12:5.0.1.1.2.11.1.5SECTION 303.204
   303.204 Applications for acquisitions, branching, and new lines of business.
12:5.0.1.1.2.11.1.6SECTION 303.205
   303.205 Applications for bonuses and increased compensation for senior executive officers.
12:5.0.1.1.2.11.1.7SECTION 303.206
   303.206 Application for payment of principal or interest on subordinated debt.
12:5.0.1.1.2.11.1.8SECTION 303.207
   303.207 Restricted activities for critically undercapitalized institutions.
12:5.0.1.1.2.11.1.9SECTION 303.208-303.219
   303.208-303.219 [Reserved]
12:5.0.1.1.2.12SUBPART L
Subpart L - Section 19 of the FDI Act (Consent to Service of Persons Convicted of, or Who Have Program Entries for, Certain Criminal Offenses)
12:5.0.1.1.2.12.1.1SECTION 303.220
   303.220 What is section 19 of the FDI Act
12:5.0.1.1.2.12.1.2SECTION 303.221
   303.221 Who is covered by section 19
12:5.0.1.1.2.12.1.3SECTION 303.222
   303.222 What offenses are covered under section 19
12:5.0.1.1.2.12.1.4SECTION 303.223
   303.223 What constitutes a conviction under section 19
12:5.0.1.1.2.12.1.5SECTION 303.224
   303.224 What constitutes a pretrial diversion or similar program (program entry) under section 19
12:5.0.1.1.2.12.1.6SECTION 303.225
   303.225 What are the types of applications that can be filed
12:5.0.1.1.2.12.1.7SECTION 303.226
   303.226 When must an application be filed
12:5.0.1.1.2.12.1.8SECTION 303.227
   303.227 When is an application not required for a covered offense or program entry (de minimis offenses)
12:5.0.1.1.2.12.1.9SECTION 303.228
   303.228 How to file an application.
12:5.0.1.1.2.12.1.10SECTION 303.229
   303.229 How an application is evaluated.
12:5.0.1.1.2.12.1.11SECTION 303.230
   303.230 What will the FDIC do if the application is denied
12:5.0.1.1.2.12.1.12SECTION 303.231
   303.231 Waiting time for a subsequent application if an application is denied.
12:5.0.1.1.2.13SUBPART M
Subpart M - Other Filings
12:5.0.1.1.2.13.1.1SECTION 303.240
   303.240 General.
12:5.0.1.1.2.13.1.2SECTION 303.241
   303.241 Reduce or retire capital stock or capital debt instruments.
12:5.0.1.1.2.13.1.3SECTION 303.242
   303.242 Exercise of trust powers.
12:5.0.1.1.2.13.1.4SECTION 303.243
   303.243 Brokered deposit waivers.
12:5.0.1.1.2.13.1.5SECTION 303.244
   303.244 Golden parachute and severance plan payments.
12:5.0.1.1.2.13.1.6SECTION 303.245
   303.245 Waiver of liability for commonly controlled depository institutions.
12:5.0.1.1.2.13.1.7SECTION 303.246
   303.246 Conversion with diminution of capital.
12:5.0.1.1.2.13.1.8SECTION 303.247
   303.247 Continue or resume status as an insured institution following termination under section 8 of the FDI Act.
12:5.0.1.1.2.13.1.9SECTION 303.248
   303.248 Truth in Lending Act - Relief from reimbursement.
12:5.0.1.1.2.13.1.10SECTION 303.249
   303.249 Management official interlocks.
12:5.0.1.1.2.13.1.11SECTION 303.250
   303.250 Modification of conditions.
12:5.0.1.1.2.13.1.12SECTION 303.251
   303.251 Extension of time.
12:5.0.1.1.2.13.1.13SECTION 303.252-303.259
   303.252-303.259 [Reserved]