Title 12

PART 220

Part 220 - Credit By Brokers And Dealers (regulation T)

PART 220 - CREDIT BY BROKERS AND DEALERS (REGULATION T) Authority:15 U.S.C. 78c, 78g, 78q, and 78w. Editorial Note:A copy of each form referred to in this part is filed as a part of the original document. Copies are available upon request to the Board of Governors of the Federal Reserve System or any Federal Reserve Bank.

12:3.0.1.1.1.0.1SUBJGRP 1
   Interpretations
12:3.0.1.1.1.0.1.1SECTION 220.1
   220.1 Authority, purpose, and scope.
12:3.0.1.1.1.0.1.2SECTION 220.2
   220.2 Definitions.
12:3.0.1.1.1.0.1.3SECTION 220.3
   220.3 General provisions.
12:3.0.1.1.1.0.1.4SECTION 220.4
   220.4 Margin account.
12:3.0.1.1.1.0.1.5SECTION 220.5
   220.5 Special memorandum account.
12:3.0.1.1.1.0.1.6SECTION 220.6
   220.6 Good faith account.
12:3.0.1.1.1.0.1.7SECTION 220.7
   220.7 Broker-dealer credit account.
12:3.0.1.1.1.0.1.8SECTION 220.8
   220.8 Cash account.
12:3.0.1.1.1.0.1.9SECTION 220.9
   220.9 Clearance of securities, options, and futures.
12:3.0.1.1.1.0.1.10SECTION 220.10
   220.10 Borrowing and lending securities.
12:3.0.1.1.1.0.1.11SECTION 220.11
   220.11 Requirements for the list of marginable OTC stocks and the list of foreign margin stocks.
12:3.0.1.1.1.0.1.12SECTION 220.12
   220.12 Supplement: margin requirements.
12:3.0.1.1.1.0.1.13SECTION 220.101
   220.101 Transactions of customers who are brokers or dealers.
12:3.0.1.1.1.0.1.14SECTION 220.102
   220.102 [Reserved]
12:3.0.1.1.1.0.1.15SECTION 220.103
   220.103 Borrowing of securities.
12:3.0.1.1.1.0.1.16SECTION 220.104
   220.104 [Reserved]
12:3.0.1.1.1.0.1.17SECTION 220.105
   220.105 Ninety-day rule in special cash account.
12:3.0.1.1.1.0.1.18SECTION 220.106-220.107
   220.106-220.107 [Reserved]
12:3.0.1.1.1.0.1.19SECTION 220.108
   220.108 International Bank Securities.
12:3.0.1.1.1.0.1.20SECTION 220.109
   220.109 [Reserved]
12:3.0.1.1.1.0.1.21SECTION 220.110
   220.110 Assistance by Federal credit union to its members.
12:3.0.1.1.1.0.1.22SECTION 220.111
   220.111 Arranging for extensions of credit to be made by a bank.
12:3.0.1.1.1.0.1.23SECTION 220.112
   220.112 [Reserved]
12:3.0.1.1.1.0.1.24SECTION 220.113
   220.113 Necessity for prompt payment and delivery in special cash accounts.
12:3.0.1.1.1.0.1.25SECTION 220.114-220.116
   220.114-220.116 [Reserved]
12:3.0.1.1.1.0.1.26SECTION 220.117
   220.117 Exception to 90-day rule in special cash account.
12:3.0.1.1.1.0.1.27SECTION 220.118
   220.118 Time of payment for mutual fund shares purchased in a special cash account.
12:3.0.1.1.1.0.1.28SECTION 220.119
   220.119 Applicability of margin requirements to credit extended to corporation in connection with retirement of stock.
12:3.0.1.1.1.0.1.29SECTION 220.120
   220.120 [Reserved]
12:3.0.1.1.1.0.1.30SECTION 220.121
   220.121 Applicability of margin requirements to joint account between two creditors.
12:3.0.1.1.1.0.1.31SECTION 220.122
   220.122 “Deep in the money put and call options” as extensions of credit.
12:3.0.1.1.1.0.1.32SECTION 220.123
   220.123 Partial delayed issue contracts covering nonconvertible bonds.
12:3.0.1.1.1.0.1.33SECTION 220.124
   220.124 Installment sale of tax-shelter programs as “arranging” for credit.
12:3.0.1.1.1.0.1.34SECTION 220.125-220.126
   220.125-220.126 [Reserved]
12:3.0.1.1.1.0.1.35SECTION 220.127
   220.127 Independent broker/dealers arranging credit in connection with the sale of insurance premium funding programs.
12:3.0.1.1.1.0.1.36SECTION 220.128
   220.128 Treatment of simultaneous long and short positions in the same margin account when put or call options or combinations thereof on such stock are also outstanding in the account.
12:3.0.1.1.1.0.1.37SECTION 220.129-220.130
   220.129-220.130 [Reserved]
12:3.0.1.1.1.0.1.38SECTION 220.131
   220.131 Application of the arranging section to broker-dealer activities under SEC Rule 144A.
12:3.0.1.1.1.0.1.39SECTION 220.132
   220.132 Credit to brokers and dealers.