Title 12
PART 12
Part 12 - Recordkeeping And Confirmation Requirements For Securities Transactions
- Authority: 12 U.S.C. 24, 92a, and 93a.
- Source: 61 FR 63965, Dec. 2, 1996, unless otherwise noted.
| 12:1.0.1.1.12.0.26.1 | SECTION 12.1 | 12.1 Authority, purpose, and scope. | |
| 12:1.0.1.1.12.0.26.2 | SECTION 12.2 | 12.2 Definitions. | |
| 12:1.0.1.1.12.0.26.3 | SECTION 12.3 | 12.3 Recordkeeping. | |
| 12:1.0.1.1.12.0.26.4 | SECTION 12.4 | 12.4 Content and time of notification. | |
| 12:1.0.1.1.12.0.26.5 | SECTION 12.5 | 12.5 Notification by agreement; alternative forms and times of notification. | |
| 12:1.0.1.1.12.0.26.6 | SECTION 12.6 | 12.6 Fees. | |
| 12:1.0.1.1.12.0.26.7 | SECTION 12.7 | 12.7 Securities trading policies and procedures. | |
| 12:1.0.1.1.12.0.26.8 | SECTION 12.8 | 12.8 Waivers. | |
| 12:1.0.1.1.12.0.26.9 | SECTION 12.9 | 12.9 Settlement of securities transactions. |