Title 10

PART 603

Part 603 - Technology Investment Agreements

PART 603 - TECHNOLOGY INVESTMENT AGREEMENTS Authority:42 U.S.C. 7101 et seq.; 31 U.S.C. 6301-6308; 50 U.S.C. 2401 et seq. Source:71 FR 27161, May 9, 2006, unless otherwise noted.

10:4.0.1.3.12.1SUBPART A
Subpart A - General
10:4.0.1.3.12.1.42.1SECTION 603.100
   603.100 Purpose.
10:4.0.1.3.12.1.42.2SECTION 603.105
   603.105 Description.
10:4.0.1.3.12.1.42.3SECTION 603.110
   603.110 Use of TIAs.
10:4.0.1.3.12.1.42.4SECTION 603.115
   603.115 Approval requirements.
10:4.0.1.3.12.1.42.5SECTION 603.120
   603.120 Contracting officer warrant requirements.
10:4.0.1.3.12.1.42.6SECTION 603.125
   603.125 Applicability of other parts of the DOE Assistance Regulations.
10:4.0.1.3.12.2SUBPART B
Subpart B - Appropriate Use of Technology Investment Agreements
10:4.0.1.3.12.2.42.1SECTION 603.200
   603.200 Contracting officer responsibilities.
10:4.0.1.3.12.2.42.2SECTION 603.205
   603.205 Nature of the project.
10:4.0.1.3.12.2.42.3SECTION 603.210
   603.210 Recipients.
10:4.0.1.3.12.2.42.4SECTION 603.215
   603.215 Recipient's commitment and cost sharing.
10:4.0.1.3.12.2.42.5SECTION 603.220
   603.220 Government participation.
10:4.0.1.3.12.2.42.6SECTION 603.225
   603.225 Benefits of using a TIA.
10:4.0.1.3.12.2.42.7SECTION 603.230
   603.230 Fee or profit.
10:4.0.1.3.12.3SUBPART C
Subpart C - Requirements for Expenditure-Based and Fixed-Support Technology Investment Agreements
10:4.0.1.3.12.3.42.1SECTION 603.300
   603.300 Difference between an expenditure-based and a fixed-support TIA.
10:4.0.1.3.12.3.42.2SECTION 603.305
   603.305 Use of a fixed-support TIA.
10:4.0.1.3.12.3.42.3SECTION 603.310
   603.310 Use of an expenditure-based TIA.
10:4.0.1.3.12.3.42.4SECTION 603.315
   603.315 Advantages of a fixed-support TIA.
10:4.0.1.3.12.4SUBPART D
Subpart D - Competition Phase
10:4.0.1.3.12.4.42.1SECTION 603.400
   603.400 Competitive procedures.
10:4.0.1.3.12.4.42.2SECTION 603.405
   603.405 Announcement format.
10:4.0.1.3.12.4.42.3SECTION 603.410
   603.410 Announcement content.
10:4.0.1.3.12.4.42.4SECTION 603.415
   603.415 Cost sharing.
10:4.0.1.3.12.4.42.5SECTION 603.420
   603.420 Disclosure of information.
10:4.0.1.3.12.5SUBPART E
Subpart E - Pre-Award Business Evaluation
10:4.0.1.3.12.5.42SUBJGRP 42
   Recipient Qualification
10:4.0.1.3.12.5.42.1SECTION 603.500
   603.500 Pre-award business evaluation.
10:4.0.1.3.12.5.42.2SECTION 603.505
   603.505 Program resources.
10:4.0.1.3.12.5.42.3SECTION 603.510
   603.510 Recipient qualifications.
10:4.0.1.3.12.5.42.4SECTION 603.515
   603.515 Qualification of a consortium.
10:4.0.1.3.12.5.43SUBJGRP 43
   Total Funding
10:4.0.1.3.12.5.43.5SECTION 603.520
   603.520 Reasonableness of total project funding.
10:4.0.1.3.12.5.44SUBJGRP 44
   Cost Sharing
10:4.0.1.3.12.5.44.6SECTION 603.525
   603.525 Value and reasonableness of the recipient's cost sharing contribution.
10:4.0.1.3.12.5.44.7SECTION 603.530
   603.530 Acceptable cost sharing.
10:4.0.1.3.12.5.44.8SECTION 603.535
   603.535 Value of proposed real property or equipment.
10:4.0.1.3.12.5.44.9SECTION 603.540
   603.540 Acceptability of fully depreciated real property or equipment.
10:4.0.1.3.12.5.44.10SECTION 603.545
   603.545 Acceptability of costs of prior RD&D.
10:4.0.1.3.12.5.44.11SECTION 603.550
   603.550 Acceptability of intellectual property.
10:4.0.1.3.12.5.44.12SECTION 603.555
   603.555 Value of other contributions.
10:4.0.1.3.12.5.45SUBJGRP 45
   Fixed-Support or Expenditure-Based Approach
10:4.0.1.3.12.5.45.13SECTION 603.560
   603.560 Estimate of project expenditures.
10:4.0.1.3.12.5.45.14SECTION 603.565
   603.565 Use of a hybrid instrument.
10:4.0.1.3.12.5.46SUBJGRP 46
   Accounting, Payments, and Recovery of Funds
10:4.0.1.3.12.5.46.15SECTION 603.570
   603.570 Determining milestone payment amounts.
10:4.0.1.3.12.5.46.16SECTION 603.575
   603.575 Repayment of Federal cost share.
10:4.0.1.3.12.6SUBPART F
Subpart F - Award Terms Affecting Participants' Financial, Property, and Purchasing Systems
10:4.0.1.3.12.6.47SUBJGRP 47
   Financial Matters
10:4.0.1.3.12.6.47.1SECTION 603.600
   603.600 Administrative matters.
10:4.0.1.3.12.6.47.2SECTION 603.605
   603.605 General policy.
10:4.0.1.3.12.6.47.3SECTION 603.610
   603.610 Flow down requirements.
10:4.0.1.3.12.6.47.4SECTION 603.615
   603.615 Financial management standards for-profit firms.
10:4.0.1.3.12.6.47.5SECTION 603.620
   603.620 Financial management standards for nonprofit participants.
10:4.0.1.3.12.6.47.6SECTION 603.625
   603.625 Cost principles or standards applicable to for-profit participants.
10:4.0.1.3.12.6.47.7SECTION 603.630
   603.630 Use Federally approved indirect cost rates for for-profit firms.
10:4.0.1.3.12.6.47.8SECTION 603.635
   603.635 Cost principles for nonprofit participants.
10:4.0.1.3.12.6.47.9SECTION 603.640
   603.640 Audits of for-profit participants.
10:4.0.1.3.12.6.47.10SECTION 603.645
   603.645 Periodic audits and award-specific audits of for-profit participants.
10:4.0.1.3.12.6.47.11SECTION 603.650
   603.650 Designation of auditor for for-profit participants.
10:4.0.1.3.12.6.47.12SECTION 603.655
   603.655 Frequency of periodic audits of for-profit participants.
10:4.0.1.3.12.6.47.13SECTION 603.660
   603.660 Other audit requirements.
10:4.0.1.3.12.6.47.14SECTION 603.665
   603.665 Periodic audits of nonprofit participants.
10:4.0.1.3.12.6.47.15SECTION 603.670
   603.670 Flow down audit requirements to subrecipients.
10:4.0.1.3.12.6.47.16SECTION 603.675
   603.675 Reporting use of IPA for subawards.
10:4.0.1.3.12.6.48SUBJGRP 48
   Property
10:4.0.1.3.12.6.48.17SECTION 603.680
   603.680 Purchase of real property and equipment by for-profit firms.
10:4.0.1.3.12.6.48.18SECTION 603.685
   603.685 Management of real property and equipment by nonprofit participants.
10:4.0.1.3.12.6.48.19SECTION 603.690
   603.690 Requirements for Federally-owned property.
10:4.0.1.3.12.6.48.20SECTION 603.695
   603.695 Requirements for supplies.
10:4.0.1.3.12.6.49SUBJGRP 49
   Purchasing
10:4.0.1.3.12.6.49.21SECTION 603.700
   603.700 Standards for purchasing systems of for-profit firms.
10:4.0.1.3.12.6.49.22SECTION 603.705
   603.705 Standards for purchasing systems of nonprofit organizations.
10:4.0.1.3.12.7SUBPART G
Subpart G - Award Terms Related to Other Administrative Matters
10:4.0.1.3.12.7.50SUBJGRP 50
   Payments
10:4.0.1.3.12.7.50.1SECTION 603.800
   603.800 Scope.
10:4.0.1.3.12.7.50.2SECTION 603.805
   603.805 Payment methods.
10:4.0.1.3.12.7.50.3SECTION 603.810
   603.810 Method and frequency of payment requests.
10:4.0.1.3.12.7.50.4SECTION 603.815
   603.815 Withholding payments.
10:4.0.1.3.12.7.50.5SECTION 603.820
   603.820 Interest on advance payments.
10:4.0.1.3.12.7.51SUBJGRP 51
   Revision of Budget and Program Plans
10:4.0.1.3.12.7.51.6SECTION 603.825
   603.825 Government approval of changes in plans.
10:4.0.1.3.12.7.51.7SECTION 603.830
   603.830 Pre-award costs.
10:4.0.1.3.12.7.52SUBJGRP 52
   Program Income
10:4.0.1.3.12.7.52.8SECTION 603.835
   603.835 Program income requirements.
10:4.0.1.3.12.7.53SUBJGRP 53
   Intellectual Property
10:4.0.1.3.12.7.53.9SECTION 603.840
   603.840 Negotiating data and patent rights.
10:4.0.1.3.12.7.53.10SECTION 603.845
   603.845 Data rights requirements.
10:4.0.1.3.12.7.53.11SECTION 603.850
   603.850 Marking of data.
10:4.0.1.3.12.7.53.12SECTION 603.855
   603.855 Protected data.
10:4.0.1.3.12.7.53.13SECTION 603.860
   603.860 Rights to inventions.
10:4.0.1.3.12.7.53.14SECTION 603.865
   603.865 March-in rights.
10:4.0.1.3.12.7.53.15SECTION 603.870
   603.870 Marking of documents related to inventions.
10:4.0.1.3.12.7.53.16SECTION 603.875
   603.875 Foreign access to technology and U.S. competitiveness provisions.
10:4.0.1.3.12.7.54SUBJGRP 54
   Financial and Programmatic Reporting
10:4.0.1.3.12.7.54.17SECTION 603.880
   603.880 Reports requirements.
10:4.0.1.3.12.7.54.18SECTION 603.885
   603.885 Updated program plans and budgets.
10:4.0.1.3.12.7.54.19SECTION 603.890
   603.890 Final performance report.
10:4.0.1.3.12.7.54.20SECTION 603.895
   603.895 Protection of information in programmatic reports.
10:4.0.1.3.12.7.54.21SECTION 603.900
   603.900 Receipt of final performance report.
10:4.0.1.3.12.7.55SUBJGRP 55
   Records Retention and Access Requirements
10:4.0.1.3.12.7.55.22SECTION 603.905
   603.905 Record retention requirements.
10:4.0.1.3.12.7.55.23SECTION 603.910
   603.910 Access to a for-profit participant's records.
10:4.0.1.3.12.7.55.24SECTION 603.915
   603.915 Access to a nonprofit participant's records.
10:4.0.1.3.12.7.56SUBJGRP 56
   Termination and Enforcement
10:4.0.1.3.12.7.56.25SECTION 603.920
   603.920 Termination and enforcement requirements.
10:4.0.1.3.12.8SUBPART H
Subpart H - Executing the Award
10:4.0.1.3.12.8.57SUBJGRP 57
   The Award Document
10:4.0.1.3.12.8.57.1SECTION 603.1000
   603.1000 Contracting officer's responsibilities at time of award.
10:4.0.1.3.12.8.57.2SECTION 603.1005
   603.1005 General responsibilities.
10:4.0.1.3.12.8.57.3SECTION 603.1010
   603.1010 Substantive issues.
10:4.0.1.3.12.8.57.4SECTION 603.1015
   603.1015 Execution.
10:4.0.1.3.12.8.58SUBJGRP 58
   Reporting Information About the Award
10:4.0.1.3.12.8.58.5SECTION 603.1020
   603.1020 File documents.
10:4.0.1.3.12.9SUBPART I
Subpart I - Post-Award Administration
10:4.0.1.3.12.9.59.1SECTION 603.1100
   603.1100 Contracting officer's post-award responsibilities.
10:4.0.1.3.12.9.59.2SECTION 603.1105
   603.1105 Advance payments or payable milestones.
10:4.0.1.3.12.9.59.3SECTION 603.1110
   603.1110 Other payment responsibilities.
10:4.0.1.3.12.9.59.4SECTION 603.1115
   603.1115 Single audits.
10:4.0.1.3.12.9.59.5SECTION 603.1120
   603.1120 Award-specific audits.
10:4.0.1.3.12.10SUBPART J
Subpart J - Definitions of Terms Used in this Part
10:4.0.1.3.12.10.59.1SECTION 603.1200
   603.1200 Definitions.
10:4.0.1.3.12.10.59.2SECTION 603.1205
   603.1205 Advance.
10:4.0.1.3.12.10.59.3SECTION 603.1210
   603.1210 Articles of collaboration.
10:4.0.1.3.12.10.59.4SECTION 603.1215
   603.1215 Assistance.
10:4.0.1.3.12.10.59.5SECTION 603.1220
   603.1220 Award-specific audit.
10:4.0.1.3.12.10.59.6SECTION 603.1225
   603.1225 Cash contributions.
10:4.0.1.3.12.10.59.7SECTION 603.1230
   603.1230 Commercial firm.
10:4.0.1.3.12.10.59.8SECTION 603.1235
   603.1235 Consortium.
10:4.0.1.3.12.10.59.9SECTION 603.1240
   603.1240 Cooperative agreement.
10:4.0.1.3.12.10.59.10SECTION 603.1245
   603.1245 Cost sharing.
10:4.0.1.3.12.10.59.11SECTION 603.1250
   603.1250 Data.
10:4.0.1.3.12.10.59.12SECTION 603.1255
   603.1255 Equipment.
10:4.0.1.3.12.10.59.13SECTION 603.1260
   603.1260 Expenditure-based award.
10:4.0.1.3.12.10.59.14SECTION 603.1265
   603.1265 Expenditures or outlays.
10:4.0.1.3.12.10.59.15SECTION 603.1270
   603.1270 Grant.
10:4.0.1.3.12.10.59.16SECTION 603.1275
   603.1275 In-kind contributions.
10:4.0.1.3.12.10.59.17SECTION 603.1280
   603.1280 Institution of higher education.
10:4.0.1.3.12.10.59.18SECTION 603.1285
   603.1285 Intellectual property.
10:4.0.1.3.12.10.59.19SECTION 603.1290
   603.1290 Participant.
10:4.0.1.3.12.10.59.20SECTION 603.1295
   603.1295 Periodic audit.
10:4.0.1.3.12.10.59.21SECTION 603.1300
   603.1300 Procurement contract.
10:4.0.1.3.12.10.59.22SECTION 603.1305
   603.1305 Program income.
10:4.0.1.3.12.10.59.23SECTION 603.1310
   603.1310 Program official.
10:4.0.1.3.12.10.59.24SECTION 603.1315
   603.1315 Property.
10:4.0.1.3.12.10.59.25SECTION 603.1320
   603.1320 Real property.
10:4.0.1.3.12.10.59.26SECTION 603.1325
   603.1325 Recipient.
10:4.0.1.3.12.10.59.27SECTION 603.1330
   603.1330 Supplies.
10:4.0.1.3.12.10.59.28SECTION 603.1335
   603.1335 Termination.
10:4.0.1.3.12.10.59.29SECTION 603.1340
   603.1340 Technology investment agreement.
10:4.0.1.3.12.10.59.30.11APPENDIX Appendix A
   Appendix A to Part 603 - Applicable Federal Statutes, Executive Orders, and Government-wide Regulations
10:4.0.1.3.12.10.59.30.12APPENDIX Appendix B
   Appendix B to Part 603 - Flow Down Requirements for Purchases of Goods and Services